We provide thorough compliance auditing, due diligence, and assessment services in a number of substantive areas. Our team will work with you to identify compliance gaps and provide practical recommendations to help you proactively mitigate risk. We can also assist with the remediation of non-compliant activities.
In addition to reviewing policies, procedures, marketing and sales materials, and other documents, we typically conduct onsite and/or virtual interviews and assessments of your company’s business operations. Our hands-on approach sets us apart from other firms that may also conduct audits, providing us with greater insight into operational procedures and day-to-day practices. Through this process, we are able to identify breakdowns in compliance protocols and discover new business practices that may not have been vetted by your compliance or legal teams. This provides you with a truer picture of actual risk exposure and allows you to remediate noncompliant practices before they catch the attention of regulators or plaintiffs’ attorneys.
Our auditing services cover a wide range of highly regulated areas, including teleservices, consumer protection, privacy, debt collection, and automotive services. Within each area, we can tailor the audit to suit your business’s unique needs.