Compliance Services

You know that your business must comply with numerous consumer protection and privacy demands and that today’s regulatory landscape poses significant risk, but perhaps you don’t know where to start. Maybe you’ve already implemented compliance policies and procedures, but you’re not sure if they’re adequate or whether they’re working as designed. Or maybe you’re worried about potential liability based on the actions of your vendors or a merger or acquisition target.

No matter your industry, there is virtually no aspect of your business untouched by federal or state regulatory demands. These can vary with every state in which you operate, and maintaining compliance may seem like an impediment to efficiently running your organization. However, the process doesn’t need to hold you back and can, in fact, elevate your business by improving customer experience, growing loyalty, and identifying operational inefficiencies. Our attorneys have deep experience with complex federal and state regulations and inside knowledge of the agencies that enforce them. Whether you are an entrepreneurial startup or an established enterprise, we can help you navigate every compliance challenge.

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Our Compliance Services

Regulatory compliance isn’t just about avoiding penalties — it’s about building trust, protecting your brand, and enabling growth. Our Compliance Services team helps businesses navigate complex federal and state demands with practical legal guidance and tailored support through every stage of your compliance journey. Explore our core service areas to learn how we can help you stay ahead of risk and aligned with your goals.

Compliance Programs

Building robust compliance programs that form the foundation of an strong legal risk management strategy.

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Auditing & Due Diligence Services

Helping businesses uncover compliance gaps, assess operational risk, and proactively protect against regulatory exposure before issues escalate.

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State Registrations & Licensing

Achieving and maintaining compliance within a complex web of state registration and licensing requirements for call and text campaigns.

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Clients We Serve

Whether you are a startup business seeking registration approval for the first time or looking to expand your operations, we can help you identify, obtain, and maintain the registrations required for your business.

Telemarketing

We regularly work with sellers and call centers that conduct inbound or outbound telemarketing campaigns to identify registration requirements and assist with the registration process. Many states will require registering as a telemarketer to place calls into or from that state; some may even require the additional licensing of individual telemarketing agents or require purchase and registration for their Do Not Call list.

Nonprofit & Charitable Contributions

If you are a nonprofit organization participating in fundraising, or a call center or mail house soliciting donations on behalf of charitable clients, that activity is subject to federal and state regulations. Failure to comply can result in substantial costs, including late fees and other financial penalties, revocation of fundraising ability, or even loss of nonprofit status. Whether you are fundraising in a single state or across the country, we can help ensure your state registration requirements are met.

Debt Collection

If you are engaged in consumer or commercial debt collection, many states will require specific licensing and documentation for collection agencies. Even if a state is unregulated and requires no specific debt collection licensing, it may still require registration or posting a bond to do business in that state. You must also maintain compliance with applicable federal regulations related to debt collection.

Insurance

The insurance industry bears its own unique set of regulatory compliance demands. Whether you are an insurance company or agency, an independent agent or broker, or a third-party administrator, we can help you identify and fulfill your state-by-state registration and licensing requirements.

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