We provide thorough compliance auditing, due diligence, and assessment services in a number of substantive areas. Our team will work with you to identify compliance gaps and provide practical recommendations to help you proactively mitigate risk. We can also assist with the remediation of non-compliant activities.
In today’s regulatory climate, compliance is more than a legal obligation—it’s a strategic imperative. Our Auditing & Due Diligence services are designed to help businesses proactively identify risk, validate internal controls, and make informed decisions with confidence.
Whether you’re launching new marketing initiatives, evaluating a vendor, or simply seeking assurance that your compliance program is working as intended, our attorneys bring a sharp legal lens and practical insight to every assessment.
Our auditing services cover a wide range of highly regulated areas, including teleservices, privacy, marketing/UDAP, debt collection, debt settlement, credit repair, vehicle service contracts, and informal dispute settlement mechanisms (IDSM). Within each area, we can tailor the audit to suit your business’s unique needs.
This immersive, collaborative approach gives you a truer picture of your actual risk exposure and allows you to address issues before they catch the attention of regulators or plaintiffs’ attorneys.
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Our process goes beyond reviewing policies and procedures. We take a hands-on approach that includes:
Document Review
We examine your compliance policies, procedures, marketing and sales materials, call scripts, and other relevant documentation to assess alignment with applicable laws and regulations.
Operational Assessments
We conduct onsite and/or virtual interviews and walkthroughs with your staff to understand how compliance protocols are implemented in practice. This allows us to identify informal practices that may not have been vetted by your legal or compliance teams.
Gap Analysis & Risk Identification
We pinpoint breakdowns in compliance protocols and uncover new or evolving business practices that may expose your organization to regulatory scrutiny or litigation risk.
Remediation Support
We don’t just identify problems—we help you solve them. Our team provides practical recommendations and can assist with the remediation of non-compliant activities, including drafting revised policies, training staff, and implementing monitoring mechanisms.
Regulatory agencies are increasingly holding companies accountable not only for their own actions but also for the conduct of their partners. When evaluating potential mergers, acquisitions, or vendor relationships, understanding the compliance posture of the other party is critical. Our Due Diligence services are not about checking a box, they’re about protecting your business by helping you assess and mitigate potential exposure before you are locked into a contract. This includes:
